Ownership Reports

Major shareholder and institutional ownership filings

About This Category

The Ownership Reports category tracks significant ownership positions in public companies. These filings help identify major shareholders and institutional investors.

Understanding Ownership Filings

Schedule 13D - Filed when someone acquires 5%+ with intent to influence the company
Schedule 13G - Filed by passive investors who don't intend to influence control
13F - Quarterly reports from institutional managers showing their equity holdings

Forms in This Category

Click on any form to learn more about it and see the official SEC documentation.

Form	Name	Description	SEC Link
SC 13D	Schedule 13D - Beneficial Ownership Report	Filed within 10 days when a person or group acquires more than 5% of a company's shares with intent to influence or control.
SC 13D/A	Schedule 13D Amendment	Amendment to a previously filed Schedule 13D, required when there are material changes.
SC 13G	Schedule 13G - Passive Ownership Report	Short-form alternative to Schedule 13D for passive investors (institutions, qualified institutional buyers) with no intent to influence control.
SC 13G/A	Schedule 13G Amendment	Amendment to a previously filed Schedule 13G.
13F-HR	Institutional Holdings Report	Quarterly report filed by institutional investment managers with over $100 million in assets, disclosing equity holdings.
13F-HR/A	Institutional Holdings Amendment	Amendment to a previously filed Form 13F-HR.
13F-NT	Institutional Holdings Notice	Notice filed by institutional managers reporting that they have no holdings to report or filed a combination report.
13F-NT/A	Institutional Holdings Notice Amendment	Amendment to a previously filed Form 13F-NT.

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