Earnings & Financials

Annual and quarterly reports, current reports, and foreign issuer reports

About This Category

The Earnings & Financials category includes the most fundamental SEC filings for understanding a company's financial health. These filings contain detailed financial statements, management discussion and analysis (MD&A), risk factors, and other critical business information.

Key Forms in This Category

  • 10-K - The comprehensive annual report that provides a complete picture of a company's business and finances
  • 10-Q - Quarterly updates that help track performance between annual reports
  • 8-K - Current reports that announce significant events in real-time

Forms in This Category

Click on any form to learn more about it and see the official SEC documentation.

Form Name Description SEC Link
10-K Annual Report Comprehensive annual report filed by public companies that provides a detailed overview of the company's business and financial condition, including audited financial statements.
10-K/A Annual Report Amendment Amendment to a previously filed Form 10-K, used to correct errors or provide additional information.
10-Q Quarterly Report Quarterly report filed by public companies that includes unaudited financial statements and provides a continuing view of the company's financial position.
10-Q/A Quarterly Report Amendment Amendment to a previously filed Form 10-Q.
8-K Current Report Report used to announce major events that shareholders should know about, such as acquisitions, bankruptcy, resignation of directors, or changes in the fiscal year.
8-K/A Current Report Amendment Amendment to a previously filed Form 8-K.
6-K Foreign Private Issuer Report Report submitted by foreign private issuers to furnish information required to be made public in their home country, filed with any stock exchange, or distributed to security holders.
6-K/A Foreign Private Issuer Report Amendment Amendment to a previously filed Form 6-K.
20-F Foreign Private Issuer Annual Report Annual report filed by foreign private issuers, similar to Form 10-K but for non-U.S. companies.
20-F/A Foreign Private Issuer Annual Report Amendment Amendment to a previously filed Form 20-F.
40-F Canadian Issuer Annual Report Annual report filed by certain Canadian companies registered with the SEC under the Multijurisdictional Disclosure System (MJDS).
40-F/A Canadian Issuer Annual Report Amendment Amendment to a previously filed Form 40-F.

Related Categories

Insider Transactions

Insider ownership and trading activity

Offerings & Registrations

IPOs, secondary offerings, and registration statements

Proxy & Governance

Proxy statements and shareholder voting materials

Ownership Reports

Major shareholder and institutional ownership filings