Filing Categories

SecTracker organizes SEC filings into categories to help you quickly find the information you need.

Why Categories?

The SEC receives thousands of filings every day. These filings cover a wide range of corporate activities, from routine quarterly reports to significant events like mergers and insider transactions. By organizing filings into categories, we help you:

  • Focus on what matters - Subscribe to specific categories that align with your investment strategy
  • Reduce noise - Filter out filings that aren't relevant to your needs
  • Understand context - Know at a glance what type of information a filing contains

Our Categories

Earnings & Financials

Annual and quarterly reports, current reports, and foreign issuer reports

Included Forms:

10-K 10-K/A 10-Q 10-Q/A 8-K 8-K/A 6-K 6-K/A 20-F 20-F/A 40-F 40-F/A

Insider Transactions

Insider ownership and trading activity

Included Forms:

3 3/A 4 4/A 5 5/A

Offerings & Registrations

IPOs, secondary offerings, and registration statements

Included Forms:

S-1 S-1/A S-3 S-3/A S-4 S-4/A S-8 S-8/A S-11 S-11/A F-1 F-1/A F-3 F-3/A F-4 F-4/A 424B1 424B2 424B3 424B4 424B5 D D/A EFFECT DRS DRS/A

Proxy & Governance

Proxy statements and shareholder voting materials

Included Forms:

DEF 14A DEFA14A DEF 14C DEFC14A DEFM14A DEFM14C PRE 14A PREM14A PREC14A PRER14A

Ownership Reports

Major shareholder and institutional ownership filings

Included Forms:

SC 13D SC 13D/A SC 13G SC 13G/A 13F-HR 13F-HR/A 13F-NT 13F-NT/A